Tavistock Private Client Limited

• Principal Place of Business

  The Barn

  Downing Park

  Station Road

  Swaffham Bulbeck

  Cambridge

  Cambridgeshire

  CB25 0NW

  UNITED KINGDOM

  Phone

  +4401223869030

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Bradshaw

  IRN MXB02691

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 12 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Jul 2021)
• Michael Horwood

  IRN MXH01466

  • CF21 Investment Adviser (22 Aug 2002 to 1 Dec 2004)
• Michael John Lodge

  IRN MJL00086

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • Appointed representative dealing with clients for which they require qualification (since 10 May 2023)
  • CF4 Partner (AR) (since 5 Apr 2023)
  • CF30 Customer (since 5 Apr 2023)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
• Michael Joseph Wyatt

  IRN MXW01377

  • CF30 Customer (5 Dec 2007 to 31 Mar 2009)
• Michael Richard Palmer

  IRN MRP00039

  • CF30 Customer (17 Aug 2009 to 1 Jan 2013)
• Michael Ward Suckling

  IRN MWS00003

  • CF30 Customer (20 May 2013 to 28 Jun 2016)
• Neil Steven Mitchell

  IRN NSM00001

  • CF21 Investment Adviser (13 Nov 2002 to 27 Oct 2006)
• Nicola Longbottom

  IRN NXL00004

  • CF21 Investment Adviser (12 May 2003 to 31 Mar 2004)
  • CF22 Investment Adviser (Trainee) (22 Aug 2002 to 12 May 2003)
• Oliver Charles Hewardine Cooke

  IRN OCC01007

  • SMF3 Executive Director (9 Dec 2019 to 13 Apr 2023)
  • CF1 Director (28 Dec 2016 to 8 Dec 2019)
• Patrick Frederick King

  IRN PFK01008

  • CF30 Customer (1 Nov 2007 to 10 May 2013)
  • CF21 Investment Adviser (22 Aug 2002 to 31 Oct 2007)

• Tavistock Select LLP

  FRN 991884 · Appointed 15 Feb 2023

• Tavistock Chater Allan LLP

  FRN 945082 · Appointed 16 Feb 2021

• The Law Society (no longer appointed)

  FRN 417501 · Appointed 4 Jun 2020 · Until 17 Dec 2020

• La Playa Wealth LLP (no longer appointed)

  FRN 504056 · Appointed 24 Jul 2009 · Until 1 Jan 2013

• Ashton KCJ Financial Planning LLP (no longer appointed)

  FRN 465217 · Appointed 13 Mar 2007 · Until 18 Aug 2015

• Price Bailey Private Client LLP (no longer appointed)

  FRN 465216 · Appointed 13 Mar 2007 · Until 25 May 2017

No changes recorded yet.