Neil Steven Mitchell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blakes Financial Management Limited (no longer approved here)
FRN 810027
- [FCA CF] Functions requiring qualifications (4 Feb 2022 to 7 Aug 2024)
- [FCA CF] Client dealing (1 Feb 2022 to 7 Aug 2024)
Forvis Mazars Financial Planning Limited (no longer approved here)
FRN 182644
- CF30 Customer (15 Jan 2018 to 28 Mar 2018)
Andrew Dickson Limited (no longer approved here)
FRN 170708
- CF30 Customer (6 Feb 2012 to 31 Mar 2014)
Wealth At Work Limited (no longer approved here)
FRN 417367
- CF30 Customer (1 Nov 2007 to 13 Aug 2010)
- CF21 Investment Adviser (27 Jul 2007 to 31 Oct 2007)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF21 Investment Adviser (1 Jun 2007 to 4 Jun 2007)
Tavistock Private Client Limited (no longer approved here)
FRN 210782
- CF21 Investment Adviser (13 Nov 2002 to 27 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.