Andrew Dickson Limited

Companies House
03915306
Last scraped
1 month ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Offices 3/4
    Willow Farm
    Allwood Green
    Rickinghall
    Diss
    Norfolk
    IP22 1LQ
    UNITED KINGDOM
    Phone
    +4401379890401
    Web
    https://www.andrewdickson.co.uk

  • Complaints Contact

    Offices 3/4
    Willow Farm
    Allwood Green
    Rickinghall
    Diss
    Norfolk
    IP22 1LQ
    UNITED KINGDOM
    Phone
    +4401379890401

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Charles Dickson

    IRN ACD00005

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Mar 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 18 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Aug 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 6 Aug 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Kevin James Froggatt

    IRN KJF01058

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 17. Administrative functions in relation to managing investments
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 18 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Mar 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Mar 2021)
    • CF11 Money Laundering Reporting (25 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Jun 2019 to 8 Dec 2019)
    • CF1 Director (30 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (21 Oct 2014 to 8 Dec 2019)
  • Neil Steven Mitchell

    IRN NSM00001

    • CF30 Customer (6 Feb 2012 to 31 Mar 2014)
  • Robert Edwin Quint

    IRN REQ00001

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Shaun Braybrook

    IRN SXB02085

    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2021)
    • CF1 Director (26 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (22 May 2017 to 8 Dec 2019)
  • Tony Hewkin

    IRN ALH00014

    • CF30 Customer (5 Dec 2012 to 28 Oct 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Amanda Kennedy (no longer appointed)

    FRN 490651 · Appointed 24 Oct 2008 · Until 27 Aug 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.