Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 18 Mar 2021)
- [FCA CF] Significant management (9 Dec 2019 to 18 Mar 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 18 Mar 2021)
- Responsibility for MCD Intermediation (21 Mar 2016 to 18 Mar 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF10 Compliance Oversight (1 Dec 2001 to 6 Aug 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 6 Aug 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.