TAVISTOCK PARTNERS (UK) LTD

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Andrew Clark

  IRN AJC00078

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (12 Nov 2012 to 8 Dec 2019)
  • CF21 Investment Adviser (23 May 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Feb 2006 to 23 May 2006)
• Andrew Mark Fouracres

  IRN AMF00007

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2021)
  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
  • CF1 Director (23 Sep 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jul 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jul 2017 to 8 Dec 2019)
• Andrew Martin Rowsell

  IRN AXR00135

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jul 2021)
• Andrew McDonald

  IRN JAM00012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (22 Mar 2012 to 8 Dec 2019)
• Andrew Smith

  IRN AMS01321

  • [FCA CF] Functions requiring qualifications (23 Dec 2021 to 13 Mar 2026)
  • [FCA CF] Client dealing (23 Dec 2021 to 13 Mar 2026)
• Andrew Walker

  IRN AXW01658

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (21 Feb 2013 to 8 Dec 2019)
• Anna Martin

  IRN AXM02904

  • [FCA CF] Client dealing (8 Aug 2023 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (8 Aug 2023 to 13 Mar 2026)
• Anthony John Holloway

  IRN AJH00034

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2021)
  • CF30 Customer (26 Sep 2017 to 8 Dec 2019)
• Ash Kotecha

  IRN AVK01004

  • [FCA CF] Client dealing (18 Jan 2023 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (18 Jan 2023 to 13 Mar 2026)
• Ashley Potts

  IRN ACP00016

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (10 Jan 2013 to 8 Dec 2019)

No changes recorded yet.