Andrew Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (23 Dec 2021 to 13 Mar 2026)
    • [FCA CF] Client dealing (23 Dec 2021 to 13 Mar 2026)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2021)
    • CF30 Customer (18 Apr 2018 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (3 Mar 2010 to 9 Jan 2012)
  • Andrew Smith (no longer approved here)

    FRN 485904

    • Employed By (3 Mar 2010 to 9 Jan 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 Mar 2009 to 11 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.