Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
    • CF30 Customer (12 Nov 2012 to 8 Dec 2019)
    • CF21 Investment Adviser (23 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Feb 2006 to 23 May 2006)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (3 Oct 2008 to 20 Oct 2010)
  • Aston Court Chambers Wealth Management Limited (no longer approved here)

    FRN 194725

    • Employed By (3 Oct 2008 to 20 Oct 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.