TAVISTOCK PARTNERS (UK) LTD

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Ayub Osman

  IRN AXO01484

  • [FCA CF] Functions requiring qualifications (13 Jul 2023 to 20 Oct 2023)
  • [FCA CF] Client dealing (13 Jul 2023 to 20 Oct 2023)
• Barry Andrew James

  IRN BAJ00004

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Mar 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Apr 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Nov 2005 to 28 Apr 2006)
• Benjamin Scott Raven

  IRN BSR01024

  • Responsibility for MCD Intermediation (since 27 Jan 2025)
  • Responsible for Insurance Distribution (since 27 Jan 2025)
  • SMF1 Chief Executive (since 27 Jan 2025)
  • SMF3 Executive Director (since 26 Aug 2020)
• Benn Ferguson

  IRN BXF00094

  • [FCA CF] Client dealing (15 Aug 2025 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (15 Aug 2025 to 13 Mar 2026)
• Beverley Virginia Hatcher

  IRN BVH00002

  • CF30 Customer (7 Nov 2012 to 1 Apr 2015)
• Bradley Clarke

  IRN BPC01113

  • [FCA CF] Functions requiring qualifications (10 May 2024 to 13 Mar 2026)
  • [FCA CF] Client dealing (10 May 2024 to 13 Mar 2026)
• Brett Harding

  IRN BXH01669

  • [FCA CF] Client dealing (13 Aug 2021 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (13 Aug 2021 to 13 Mar 2026)
• Brian Kenneth Raven

  IRN BKR01008

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (19 May 2016 to 8 Dec 2019)
• Bryn Gareth Roach

  IRN BGR00012

  • CF30 Customer (14 Dec 2017 to 5 Apr 2019)
• Caleb White

  IRN CJW01323

  • [FCA CF] Client dealing (25 Oct 2024 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (25 Oct 2024 to 13 Mar 2026)

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