Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (25 Oct 2024 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (25 Oct 2024 to 13 Mar 2026)
  • M & G Cliffe Limited (no longer approved here)

    FRN 216079

    • (5)Employed By (3 Nov 2023 to 29 Oct 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (3 Nov 2023 to 29 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Oct 2024)
    • CF1 Director (AR) (20 Mar 2017 to 28 Dec 2022)
  • CJ White Mortgages Limited (no longer approved here)

    FRN 771367

    • Employed By (20 Mar 2017 to 28 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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