Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (10 May 2024 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (10 May 2024 to 13 Mar 2026)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (8 Apr 2020 to 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (8 Apr 2020 to 9 Feb 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (8 Apr 2020 to 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (8 Apr 2020 to 9 Feb 2024)
  • Bespoke Financial Guidance Ltd (no longer approved here)

    FRN 502836

    • Employed By (20 Feb 2017 to 7 Jan 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Oct 2013 to 31 Mar 2014)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (12 Mar 2012 to 12 Mar 2012)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (23 Jun 2011 to 23 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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