Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Saltus Partnership Limited
FRN 554381
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
-
- [FCA CF] Client dealing (10 May 2024 to 13 Mar 2026)
- [FCA CF] Functions requiring qualifications (10 May 2024 to 13 Mar 2026)
-
- [FCA CF] Client dealing (8 Apr 2020 to 9 Feb 2024)
- [FCA CF] Functions requiring qualifications (8 Apr 2020 to 9 Feb 2024)
-
- [FCA CF] Client dealing (8 Apr 2020 to 9 Feb 2024)
- [FCA CF] Functions requiring qualifications (8 Apr 2020 to 9 Feb 2024)
-
- Employed By (20 Feb 2017 to 7 Jan 2020)
-
- CF30 Customer (25 Oct 2013 to 31 Mar 2014)
-
- CF30 Customer (12 Mar 2012 to 12 Mar 2012)
-
- CF30 Customer (23 Jun 2011 to 23 Jan 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.