Ash Kotecha

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (18 Jan 2023 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (18 Jan 2023 to 13 Mar 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jan 2023)
    • CF30 Customer (13 Jan 2010 to 29 Sep 2011)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (433)Employed By (7 Jun 2013 to 9 Jan 2023)
  • Charles Derby (Home Counties) LLP (no longer approved here)

    FRN 451134

    • Employed By (9 Nov 2011 to 9 Jan 2023)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (57)Employed By (13 Jan 2010 to 9 Jan 2023)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (13 Feb 2008 to 3 Dec 2009)
  • KP Consultancy (U548) (no longer approved here)

    FRN 181156

    • (2)Employed By (10 Jul 2007 to 1 Dec 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (5 May 2004 to 27 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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