TAVISTOCK PARTNERS (UK) LTD

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Michael John Campbell

  IRN MJC00062

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
  • CF30 Customer (12 Sep 2016 to 8 Dec 2019)
• Michael Peter Henry

  IRN MPH01097

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2025)
  • CF30 Customer (19 Oct 2016 to 8 Dec 2019)
• Michael Richard Powell

  IRN MRP01107

  • [FCA CF] Client dealing (7 Dec 2020 to 30 Nov 2023)
  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 30 Nov 2023)
• Nathan Bater

  IRN NLB01050

  • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 13 Mar 2026)
  • [FCA CF] Client dealing (2 Sep 2024 to 13 Mar 2026)
• Neal Herbert Smith

  IRN NHS00003

  • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
  • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 Jun 2006 to 19 Mar 2007)
• Neil Davies

  IRN NLD00003

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (27 Aug 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Mar 2004 to 27 Aug 2004)
• Neil Harden

  IRN NXH01237

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (5 Aug 2016 to 8 Dec 2019)
• Neil Holbrook

  IRN NXH00046

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (27 Aug 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Mar 2004 to 27 Aug 2004)
• Neil Michael Bartlett

  IRN NMB00002

  • CF30 Customer (17 Apr 2012 to 18 May 2018)
• Nicholas Davies

  IRN NAD01073

  • [FCA CF] Client dealing (10 May 2023 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (10 May 2023 to 13 Mar 2026)

No changes recorded yet.