Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (27 Aug 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Mar 2004 to 27 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.