Michael Richard Powell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 15 Dec 2023)
- CF1 Director (AR) (since 22 Nov 2023)
- CF30 Customer (since 22 Nov 2023)
Michael Powell Limited
FRN 1004979
- (1)Employed By (since 22 Nov 2023)
TAVISTOCK PARTNERS (UK) LTD (no longer approved here)
FRN 230342
- [FCA CF] Client dealing (7 Dec 2020 to 30 Nov 2023)
- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 30 Nov 2023)
Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- CF30 Customer (9 Jun 2016 to 8 Dec 2019)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (25 Oct 2010 to 31 Oct 2012)
- CF4 Partner (AR) (8 Sep 2009 to 15 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.