TAVISTOCK PARTNERS (UK) LTD

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Kieran Stone

  IRN KXS73748

  • [FCA CF] Functions requiring qualifications (11 Jun 2025 to 13 Mar 2026)
  • [FCA CF] Client dealing (11 Jun 2025 to 13 Mar 2026)
• Lap Huy Ha

  IRN LHH01007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jul 2022)
  • CF30 Customer (11 Apr 2012 to 8 Dec 2019)
• Lee Francis Schofield

  IRN LFS01018

  • CF30 Customer (23 May 2013 to 12 Sep 2014)
• Lee Howell

  IRN LJH00010

  • [FCA CF] Client dealing (13 Apr 2022 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (13 Apr 2022 to 13 Mar 2026)
• Malcolm Andrew Harper

  IRN MAH00082

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 28 Jan 2025)
  • SMF3 Executive Director (9 Dec 2019 to 28 Jan 2025)
  • CF3 Chief Executive (14 Dec 2018 to 8 Dec 2019)
  • Responsible for Insurance Distribution (14 Dec 2018 to 28 Jan 2025)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Jul 2017)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 4 Jul 2017)
  • CF1 Director (15 Mar 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Mar 2004 to 4 Jul 2017)
  • CF21 Investment Adviser (15 Mar 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (15 Mar 2004 to 31 Mar 2009)
  • CF10 Compliance Oversight (15 Mar 2004 to 4 Jul 2017)
• Margaret Pooley-Smith

  IRN MAP00007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (27 Sep 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (27 Sep 2005 to 31 Oct 2007)
• Mark Brett

  IRN MXB03121

  • [FCA CF] Functions requiring qualifications (13 Oct 2021 to 30 Sep 2025)
  • [FCA CF] Client dealing (13 Oct 2021 to 30 Sep 2025)
• Mark Howard Titley

  IRN MHT00009

  • CF30 Customer (3 Jan 2012 to 8 Nov 2013)
• Mark John Lewis

  IRN MJL00098

  • CF22 Investment Adviser (Trainee) (9 Sep 2004 to 12 Dec 2005)
• Mark Ronald Archibald Wilson

  IRN MRW00070

  • SMF3 Executive Director (12 Jun 2020 to 31 Jan 2023)

No changes recorded yet.