Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (13 Apr 2022 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (13 Apr 2022 to 13 Mar 2026)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Apr 2022)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (23 May 2008 to 2 Jun 2016)
    • CF4 Partner (AR) (23 May 2008 to 10 Nov 2010)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (23 May 2008 to 10 Nov 2010)
  • Campbell Martin Ltd (no longer approved here)

    FRN 402675

    • Employed By (21 Mar 2005 to 3 Sep 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (12 Dec 2003 to 3 Sep 2005)
    • CF4 Partner (AR) (23 Jul 2003 to 24 Apr 2005)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Mar 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (12 Dec 2003 to 3 Sep 2005)
    • CF4 Partner (AR) (23 Jul 2003 to 24 Apr 2005)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Mar 2003)
  • Priorities Financial Planning (no longer approved here)

    FRN 226307

    • Employed By (23 Jul 2003 to 24 Apr 2005)
  • Gwent & Forest Mortgage Centre (no longer approved here)

    FRN 200937

    • Employed By (22 May 2003 to 24 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.