Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (11 Jun 2025 to 13 Mar 2026)
    • [FCA CF] Client dealing (11 Jun 2025 to 13 Mar 2026)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • [FCA CF] Functions requiring qualifications (11 Feb 2025 to 23 May 2025)
    • [FCA CF] Client dealing (11 Feb 2025 to 23 May 2025)
    • CF30 Customer (11 Mar 2024 to 11 Feb 2025)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (11 Mar 2024 to 11 Feb 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (4 Apr 2022 to 5 Jun 2024)
    • [FCA CF] Client dealing (4 Apr 2022 to 5 Jun 2024)
    • CF30 Customer (4 Apr 2022 to 28 May 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (4 Jun 2020 to 2 Mar 2022)
    • CF30 Customer (14 Apr 2020 to 2 Mar 2022)
  • Suckbir Dhanda (no longer approved here)

    FRN 577869

    • (1)Employed By (14 Apr 2020 to 2 Mar 2022)

Recent activity

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