Lap Huy Ha

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jul 2022)
    • CF30 Customer (11 Apr 2012 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (5 Jan 2005 to 13 Apr 2006)
    • CF22 Investment Adviser (Trainee) (16 Jun 2004 to 5 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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