TAM Asset Management Ltd

• Principal Place of Business

  Tam Asset Management Ltd

  One Leadenhall, Level 23

  1 Leadenhall Street

  London

  City Of London

  EC3V 1AB

  UNITED KINGDOM

  Phone

  +4402075497650

  Web

  https://www.tamassetmanagement.com

• Complaints Contact

  Tam Asset Management Ltd

  One Leadenhall Level 23

  1 Leadenhall Street

  London

  City Of London

  EC3V 1AB

  UNITED KINGDOM

  Phone

  +4402075497650

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Sevan Rupen Alticosalian

  IRN SRA01041

  • CF21 Investment Adviser (7 Jul 2005 to 10 Feb 2006)
• Shay Siwoku

  IRN SXS01563

  • CF26 Customer Trading (3 Aug 2004 to 31 Oct 2004)
• Shujahat Pervez Khawaja

  IRN SPK01032

  • CF21 Investment Adviser (3 Aug 2004 to 31 May 2005)
  • CF27 Investment Management (3 Aug 2004 to 31 May 2005)
• Simon David Clark

  IRN SDC01051

  • CF26 Customer Trading (29 Mar 2004 to 31 Dec 2006)
• Simon John Daniels

  IRN SJD01119

  • CF21 Investment Adviser (15 Sep 2005 to 16 Jul 2007)
  • CF26 Customer Trading (15 Sep 2005 to 16 Jul 2007)
• Simon John Frank Bishop

  IRN SJB01251

  • CF30 Customer (25 Mar 2009 to 1 Jul 2010)
• Simon John Knight

  IRN SJK01047

  • CF26 Customer Trading (29 Mar 2004 to 17 Sep 2004)
• Simon Nicholas Park

  IRN SNP01015

  • CF26 Customer Trading (30 Mar 2004 to 31 Jul 2006)
  • CF21 Investment Adviser (30 Mar 2004 to 31 Jul 2006)
• Simon Patrick McGhee

  IRN SPM01167

  • CF21 Investment Adviser (7 Mar 2005 to 7 Jul 2006)
• Sophie May Weller

  IRN SXW01047

  • [FCA CF] CASS oversight function (since 1 Nov 2025)

• FinchTech Ltd (no longer appointed)

  FRN 759142 · Appointed 22 Sep 2016 · Until 26 Feb 2021

• First Scottish Asset Management Limited (no longer appointed)

  FRN 524424 · Appointed 25 May 2010 · Until 5 Aug 2010

• S.P. Angel Corporate Finance LLP (no longer appointed)

  FRN 449219 · Appointed 14 Mar 2006 · Until 2 Aug 2010

• Lombard Capital Limited (no longer appointed)

  FRN 429076 · Appointed 3 Mar 2005 · Until 18 Jan 2007

No changes recorded yet.