Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 13 Feb 2015)
- CF30 Customer (since 13 Feb 2015)
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Khawaja Wealth Management Limited
FRN 649512
- (1)Employed By (since 16 Oct 2014)
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- CF21 Investment Adviser (3 Aug 2004 to 31 May 2005)
- CF27 Investment Management (3 Aug 2004 to 31 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.