Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Feb 2015)
    • CF30 Customer (since 13 Feb 2015)
    • (1)Employed By (since 16 Oct 2014)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF21 Investment Adviser (3 Aug 2004 to 31 May 2005)
    • CF27 Investment Management (3 Aug 2004 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.