TAM Asset Management Ltd

Date authorised
1 April 2013
Companies House
04077709
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tam Asset Management Ltd
    One Leadenhall, Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650
    Web
    https://www.tamassetmanagement.com

  • Complaints Contact

    Tam Asset Management Ltd
    One Leadenhall Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephanie Elli Sotiriou

    IRN SXS04500

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jul 2021)
    • CF30 Customer (1 May 2016 to 8 Dec 2019)
  • Stephen Robert Lee

    IRN SRL01045

    • CF26 Customer Trading (30 Mar 2004 to 14 Nov 2004)
    • CF21 Investment Adviser (30 Mar 2004 to 14 Nov 2004)
  • Steve Joseph Theodore

    IRN SJT01273

    • CF10 Compliance Oversight (5 Dec 2017 to 30 Apr 2018)
  • Steven George Larkins

    IRN SGL01014

    • CF21 Investment Adviser (19 Jul 2004 to 31 Dec 2004)
  • Stuart John Rodgers

    IRN SJR01151

    • CF21 Investment Adviser (19 Jan 2005 to 18 Apr 2006)
  • Stuart Melville Parkinson

    IRN SMP01080

    • CF21 Investment Adviser (16 Jan 2002 to 31 Mar 2004)
    • CF27 Investment Management (16 Jan 2002 to 31 Mar 2004)
  • Tercel Roderick Moore

    IRN TRM01026

    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF23 Corporate Finance Adviser (4 May 2006 to 31 Oct 2007)
  • Terry Marsh

    IRN TXM01180

    • CF30 Customer (1 Nov 2007 to 9 Nov 2012)
    • CF21 Investment Adviser (31 May 2002 to 31 Oct 2007)
    • CF27 Investment Management (25 Jan 2002 to 8 Aug 2005)
  • Thomas Edward Witton

    IRN TXW01124

    • CF21 Investment Adviser (19 Jan 2005 to 18 Apr 2006)
  • Thomas Leo Knifton

    IRN TLK01006

    • CF21 Investment Adviser (25 May 2004 to 24 Mar 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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