Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF1 Director (AR) (28 Apr 2020 to 1 Sep 2021)
    • CF30 Customer (28 Apr 2020 to 1 Sep 2021)
  • Balmoor Limited (no longer approved here)

    FRN 923057

    • Employed By (28 Apr 2020 to 1 Sep 2021)
  • S.P. ANGEL CORPORATE FINANCE LLP (no longer approved here)

    FRN 516932

    • CF30 Customer (1 Jul 2010 to 1 Oct 2016)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF23 Corporate Finance Adviser (4 May 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 18 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.