S.P. ANGEL CORPORATE FINANCE LLP

• Principal Place of Business

  S.P. Angel Corporate Finance LLP

  Prince Frederick House

  35-39 Maddox Street

  London

  W1S 2PP

  UNITED KINGDOM

  Phone

  +4402034700470

  Web

  https://www.spangel.co.uk

• Complaints Contact

  Prince Frederick House

  35-39 Maddox Street

  London

  W1S 2PP

  UNITED KINGDOM

  Phone

  +4402034700470

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abigail Elisabeth Wayne

  IRN AEW01078

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (31 Jan 2019 to 8 Dec 2019)
• Adam Cowl

  IRN AXC20418

  • [FCA CF] Client dealing (since 9 Dec 2020)
• Arthur Parish

  IRN AXP01060

  • [FCA CF] Client dealing (since 18 Nov 2024)
• Bonnie Heather Hughes

  IRN BHH01013

  • CF30 Customer (27 Oct 2014 to 1 Sep 2015)
• Bruce Matthews Fraser

  IRN BMF01015

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
• Carole Ferguson

  IRN CRA01024

  • CF30 Customer (29 Oct 2012 to 31 Mar 2016)
• Caroline Rowe

  IRN CXR01747

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (21 Apr 2016 to 8 Dec 2019)
• Catherine Anna Leftley

  IRN CAL01103

  • [FCA CF] Client dealing (since 28 Jan 2025)
• Charles Anthony George Bouverat

  IRN CAB01305

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
• Christopher Frank Couldrey

  IRN CFC01040

  • CF30 Customer (1 Jul 2010 to 17 Nov 2010)

• KK Advisory Ltd (no longer appointed)

  FRN 918341 · Appointed 16 Dec 2019 · Until 31 Jul 2024

• S M Advisory Services Ltd (no longer appointed)

  FRN 594332 · Appointed 15 Jan 2013 · Until 14 Nov 2014

• International Capital LLP (no longer appointed)

  FRN 582885 · Appointed 15 Jun 2012 · Until 25 Jul 2012

No changes recorded yet.