Talbot Capital Ltd

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FRN: 489839
Date authorised: 1 April 2013
Companies House: 06736536
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

First Floor, Nicholas House

3 Laurence Pountney Hill

London

EC4R 0EU

UNITED KINGDOM

Phone

+442039830660

Web

https://www.talbotcapital.co.uk
Complaints Contact

1st Floor, Nicholas House

3 Laurence Pountney Hill

London

EC4R 0EU

UNITED KINGDOM

Phone

+442039830660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Private Fund Guardian
Show 1 limitation Hide limitations
- · The firm can perform only the depositary functions specified
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · The firm must not conduct any designated investment business with retail clients other than corporate finance business
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Gregory Forshaw Pritchard
IRN GFP01020
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2020)
- SMF16 Compliance Oversight (since 6 Oct 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF11 Money Laundering Reporting (24 Apr 2009 to 11 Jan 2019)
- CF3 Chief Executive (24 Apr 2009 to 24 Nov 2009)
- CF10 Compliance Oversight (24 Apr 2009 to 11 Jan 2019)
- CF1 Director (24 Apr 2009 to 24 Nov 2009)
Hasham Khan
IRN HXK01574
- [FCA CF] Client dealing (since 20 Sep 2021)
Henrik Oliver Schliemann
IRN HOS01002
- CF30 Customer (4 Nov 2015 to 14 Jun 2016)
- CF1 Director (AR) (4 Nov 2015 to 14 Jun 2016)
Henry Johan Nevstad
IRN HJN01004
- CF30 Customer (25 Jan 2013 to 6 Jun 2025)
Hugh Dudley Valentine Elwes
IRN HDE01005
- CF30 Customer (21 Jul 2015 to 21 Apr 2016)
Ian Watson
IRN IXW01163
- CF1 Director (AR) (12 Apr 2011 to 31 May 2013)
- CF30 Customer (12 Apr 2011 to 31 May 2013)
James Michael Christopher Kightley
IRN JMK01146
- CF30 Customer (30 Oct 2014 to 12 Dec 2014)
James Robert Alexander
IRN JRA01041
- CF30 Customer (14 Sep 2010 to 17 Nov 2010)
- CF4 Partner (AR) (14 Sep 2010 to 17 Nov 2010)
James Robert Coleman
IRN JRC01121
- CF4 Partner (AR) (29 Aug 2014 to 27 Feb 2015)
- CF30 Customer (29 Aug 2014 to 27 Feb 2015)
James Vernon Parker
IRN JVP01006
- CF4 Partner (AR) (14 Sep 2010 to 17 Nov 2010)
- CF30 Customer (14 Sep 2010 to 17 Nov 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Libertas Capital Partners Limited (no longer appointed)
FRN 562713 · Appointed 22 Aug 2011 · Until 20 Apr 2012
Lancelot Capital Ltd (no longer appointed)
FRN 544153 · Appointed 24 Mar 2011 · Until 31 May 2013
Aravis Partners LLP (no longer appointed)
FRN 525748 · Appointed 25 Aug 2010 · Until 17 Nov 2010
Holland Advisors LLP (no longer appointed)
FRN 507545 · Appointed 29 Sep 2009 · Until 30 Jun 2010
Truestone Capital Ltd (no longer appointed)
FRN 504861 · Appointed 11 Aug 2009 · Until 8 Jul 2015
Met Asset Management Ltd (no longer appointed)
FRN 482746 · Appointed 1 May 2009 · Until 31 Jul 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.