James Robert Alexander

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aravis Capital Limited
FRN 1015146
- SMF1 Chief Executive (since 6 Jan 2025)
- [FCA CF] Client dealing (since 6 Jan 2025)
- SMF3 Executive Director (since 6 Jan 2025)
- [FCA CF] Significant management (6 Jan 2025 to 6 May 2025)
- [FCA CF] Manager of certification employee (6 Jan 2025 to 6 May 2025)
Talbot Capital Ltd (no longer approved here)
FRN 489839
- CF30 Customer (14 Sep 2010 to 17 Nov 2010)
- CF4 Partner (AR) (14 Sep 2010 to 17 Nov 2010)
Nomura International Plc (no longer approved here)
FRN 124422
- CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.