Aravis Capital Limited

Date authorised
6 January 2025
Companies House
09919517
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aravis Capital Limited
    123 Pall Mall
    St. James's
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +4402038133111
    Web
    https://www.araviscapital.com

  • Complaints Contact

    123 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +4402038133111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Sanford

    IRN CXS02494

    • SMF3 Executive Director (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 6 Jan 2025)
    • [FCA CF] Manager of certification employee (6 Jan 2025 to 31 Oct 2025)
    • [FCA CF] Significant management (6 Jan 2025 to 31 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (6 Jan 2025 to 31 Oct 2025)
  • James Robert Alexander

    IRN JRA01041

    • SMF1 Chief Executive (since 6 Jan 2025)
    • SMF3 Executive Director (since 6 Jan 2025)
    • [FCA CF] Client dealing (since 6 Jan 2025)
    • [FCA CF] Manager of certification employee (6 Jan 2025 to 6 May 2025)
    • [FCA CF] Significant management (6 Jan 2025 to 6 May 2025)
  • James Vernon Parker

    IRN JVP01006

    • SMF16 Compliance Oversight (since 6 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2025)
    • SMF3 Executive Director (since 6 Jan 2025)
    • [FCA CF] Client dealing (since 6 Jan 2025)
    • [PRA CF] Key function holder (6 Jan 2025 to 7 Jan 2025)
    • [FCA CF] Manager of certification employee (6 Jan 2025 to 6 May 2025)
    • [FCA CF] Significant management (6 Jan 2025 to 6 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.