James Vernon Parker

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aravis Capital Limited

    FRN 1015146

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2025)
    • [FCA CF] Client dealing (since 6 Jan 2025)
    • SMF3 Executive Director (since 6 Jan 2025)
    • SMF16 Compliance Oversight (since 6 Jan 2025)
    • [PRA CF] Key function holder (6 Jan 2025 to 7 Jan 2025)
    • [FCA CF] Manager of certification employee (6 Jan 2025 to 6 May 2025)
    • [FCA CF] Significant management (6 Jan 2025 to 6 May 2025)
  • Talbot Capital Ltd (no longer approved here)

    FRN 489839

    • CF4 Partner (AR) (14 Sep 2010 to 17 Nov 2010)
    • CF30 Customer (14 Sep 2010 to 17 Nov 2010)
  • Capintro Partners Ltd (no longer approved here)

    FRN 471163

    • Employed By (21 Aug 2007 to 18 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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