Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAL Investments Limited
FRN 114008
- [FCA CF] Client dealing (since 25 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF1 Director (1 Feb 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Feb 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Feb 2017 to 8 Dec 2019)
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Talbot Capital Ltd
FRN 489839
- SMF16 Compliance Oversight (since 6 Oct 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2020)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (24 Apr 2009 to 24 Nov 2009)
- CF11 Money Laundering Reporting (24 Apr 2009 to 11 Jan 2019)
- CF10 Compliance Oversight (24 Apr 2009 to 11 Jan 2019)
- CF1 Director (24 Apr 2009 to 24 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.