Talbot Capital Ltd

Date authorised
1 April 2013
Companies House
06736536
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor, Nicholas House
    3 Laurence Pountney Hill
    London
    EC4R 0EU
    UNITED KINGDOM
    Phone
    +442039830660
    Web
    https://www.talbotcapital.co.uk

  • Complaints Contact

    1st Floor, Nicholas House
    3 Laurence Pountney Hill
    London
    EC4R 0EU
    UNITED KINGDOM
    Phone
    +442039830660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

    Show 1 limitation
    • · The firm can perform only the depositary functions specified

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other than corporate finance business
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregory Forshaw Pritchard

    IRN GFP01020

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2020)
    • SMF16 Compliance Oversight (since 6 Oct 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (24 Apr 2009 to 11 Jan 2019)
    • CF3 Chief Executive (24 Apr 2009 to 24 Nov 2009)
    • CF10 Compliance Oversight (24 Apr 2009 to 11 Jan 2019)
    • CF1 Director (24 Apr 2009 to 24 Nov 2009)
  • Hasham Khan

    IRN HXK01574

    • [FCA CF] Client dealing (since 20 Sep 2021)
  • Henrik Oliver Schliemann

    IRN HOS01002

    • CF30 Customer (4 Nov 2015 to 14 Jun 2016)
    • CF1 Director (AR) (4 Nov 2015 to 14 Jun 2016)
  • Henry Johan Nevstad

    IRN HJN01004

    • CF30 Customer (25 Jan 2013 to 6 Jun 2025)
  • Hugh Dudley Valentine Elwes

    IRN HDE01005

    • CF30 Customer (21 Jul 2015 to 21 Apr 2016)
  • Ian Watson

    IRN IXW01163

    • CF1 Director (AR) (12 Apr 2011 to 31 May 2013)
    • CF30 Customer (12 Apr 2011 to 31 May 2013)
  • James Michael Christopher Kightley

    IRN JMK01146

    • CF30 Customer (30 Oct 2014 to 12 Dec 2014)
  • James Robert Alexander

    IRN JRA01041

    • CF30 Customer (14 Sep 2010 to 17 Nov 2010)
    • CF4 Partner (AR) (14 Sep 2010 to 17 Nov 2010)
  • James Robert Coleman

    IRN JRC01121

    • CF4 Partner (AR) (29 Aug 2014 to 27 Feb 2015)
    • CF30 Customer (29 Aug 2014 to 27 Feb 2015)
  • James Vernon Parker

    IRN JVP01006

    • CF4 Partner (AR) (14 Sep 2010 to 17 Nov 2010)
    • CF30 Customer (14 Sep 2010 to 17 Nov 2010)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.