Talbot Capital Ltd

• Principal Place of Business

  First Floor, Nicholas House

  3 Laurence Pountney Hill

  London

  EC4R 0EU

  UNITED KINGDOM

  Phone

  +442039830660

  Web

  https://www.talbotcapital.co.uk

• Complaints Contact

  1st Floor, Nicholas House

  3 Laurence Pountney Hill

  London

  EC4R 0EU

  UNITED KINGDOM

  Phone

  +442039830660

• Private Fund Guardian

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  • · The firm can perform only the depositary functions specified

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · The firm must not conduct any designated investment business with retail clients other than corporate finance business
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Gregory Forshaw Pritchard

  IRN GFP01020

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2020)
  • SMF16 Compliance Oversight (since 6 Oct 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (24 Apr 2009 to 11 Jan 2019)
  • CF3 Chief Executive (24 Apr 2009 to 24 Nov 2009)
  • CF10 Compliance Oversight (24 Apr 2009 to 11 Jan 2019)
  • CF1 Director (24 Apr 2009 to 24 Nov 2009)
• Hasham Khan

  IRN HXK01574

  • [FCA CF] Client dealing (since 20 Sep 2021)
• Henrik Oliver Schliemann

  IRN HOS01002

  • CF30 Customer (4 Nov 2015 to 14 Jun 2016)
  • CF1 Director (AR) (4 Nov 2015 to 14 Jun 2016)
• Henry Johan Nevstad

  IRN HJN01004

  • CF30 Customer (25 Jan 2013 to 6 Jun 2025)
• Hugh Dudley Valentine Elwes

  IRN HDE01005

  • CF30 Customer (21 Jul 2015 to 21 Apr 2016)
• Ian Watson

  IRN IXW01163

  • CF1 Director (AR) (12 Apr 2011 to 31 May 2013)
  • CF30 Customer (12 Apr 2011 to 31 May 2013)
• James Michael Christopher Kightley

  IRN JMK01146

  • CF30 Customer (30 Oct 2014 to 12 Dec 2014)
• James Robert Alexander

  IRN JRA01041

  • CF30 Customer (14 Sep 2010 to 17 Nov 2010)
  • CF4 Partner (AR) (14 Sep 2010 to 17 Nov 2010)
• James Robert Coleman

  IRN JRC01121

  • CF4 Partner (AR) (29 Aug 2014 to 27 Feb 2015)
  • CF30 Customer (29 Aug 2014 to 27 Feb 2015)
• James Vernon Parker

  IRN JVP01006

  • CF4 Partner (AR) (14 Sep 2010 to 17 Nov 2010)
  • CF30 Customer (14 Sep 2010 to 17 Nov 2010)

• Leela Capital Advisory LLP (no longer appointed)

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• Viggor & Co Ltd (no longer appointed)

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• Gotham Street Capital Partners Ltd (no longer appointed)

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• Swoop Finance Limited (no longer appointed)

  FRN 826414 · Appointed 19 Nov 2018 · Until 31 Dec 2019 · Tied agent

• Copernican Capital Partners Limited (no longer appointed)

  FRN 821332 · Appointed 20 Sep 2018 · Until 31 Oct 2023 · Tied agent

• Little Venice Partners (no longer appointed)

  FRN 769054 · Appointed 15 Jun 2018 · Until 28 Feb 2019

• Gneiss Energy Limited (no longer appointed)

  FRN 796817 · Appointed 19 Dec 2017 · Until 7 Nov 2022

• Altamount Capital UK Limited (no longer appointed)

  FRN 629545 · Appointed 31 Jan 2017 · Until 10 Jan 2020 · Tied agent

• AREAM International Limited (no longer appointed)

  FRN 769689 · Appointed 18 Jan 2017 · Until 31 Dec 2018

• Greentale Capital LLP (no longer appointed)

  FRN 769663 · Appointed 18 Jan 2017 · Until 31 Dec 2018

No changes recorded yet.