Date authorised
2 October 2017
Companies House
02869547
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403704147000
  • Complaints Contact

    153, Princes Street
    Ipswich
    Suffolk
    IP1 1QJ
    UNITED KINGDOM
    Phone
    +4403704147000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul James Bagley

    IRN PJB00168

    • [FCA CF] Significant management (since 6 Aug 2024)
  • Peter Gordon John Docherty

    IRN PGD01076

    • [FCA CF] Significant management (since 20 May 2025)
    • [FCA CF] Manager of certification employee (since 20 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2024 to 29 Jul 2024)
    • SMF16 Compliance Oversight (1 Feb 2024 to 7 May 2025)
    • SMF3 Executive Director (20 Jun 2023 to 31 Dec 2023)
    • SMF1 Chief Executive (2 Mar 2023 to 31 Dec 2023)
  • Rebecca Hardman

    IRN RXH00340

    • [FCA CF] Significant management (since 24 Sep 2025)
  • Richard Alexander Collins

    IRN RAC01318

    • SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
  • Richard Alexander Rowney

    IRN RAR01116

    • SMF3 Executive Director (since 17 Feb 2026)
    • Responsible for Insurance Distribution (since 17 Feb 2026)
    • SMF1 Chief Executive (since 17 Feb 2026)
    • [FCA CF] Significant management (3 Nov 2025 to 18 Feb 2026)
  • Richard Anthony Warner

    IRN RAW01204

    • [FCA CF] Significant management (13 Jul 2024 to 17 Feb 2025)
  • Richard Charles Thomas Hoad

    IRN RXH00581

    • [FCA CF] Significant management (since 6 Aug 2024)
  • Ross Allan

    IRN RXA77433

    • [FCA CF] Manager of certification employee (since 18 Feb 2026)
    • [FCA CF] Significant management (since 18 Feb 2026)
    • SMF3 Executive Director (7 Nov 2023 to 17 Feb 2026)
  • Scott Macdonald

    IRN SXM09836

    • [FCA CF] Significant management (since 20 Mar 2026)
  • Stephen Paul Andrew Knight

    IRN SAK01020

    • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.