Sydney Charles UK LLP

Date authorised
1 April 2013
Companies House
OC320079
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sydney Charles Ltd
    Unit 7
    Aylesfield Farm Buildings
    Froyle Road
    Alton
    Hampshire
    GU34 4BY
    UNITED KINGDOM
    Phone
    +440142088664
    Web
    https://www.sydneycharles.co.uk

  • Complaints Contact

    Sydney Charles Ltd
    Unit 7
    Aylesfield Farm Buildings
    Froyle Road
    Alton
    Hampshire
    GU34 4BY
    UNITED KINGDOM
    Phone
    +440142088664

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Geni Capital LLP

    IRN XXG01038

    • CF4 Partner (29 Oct 2007 to 17 Oct 2011)
  • . Sydney Charles Group Limited

    IRN XXS01183

    • CF4 Partner (12 Dec 2011 to 2 Oct 2019)
  • Andrew John Metcalf

    IRN AJM01669

    • CF30 Customer (21 Jun 2011 to 21 Mar 2012)
  • David Edward Giles

    IRN DEG01043

    • CF30 Customer (19 Mar 2009 to 24 Jun 2011)
  • Jody Marc Bisson

    IRN JMB01521

    • Responsible for Insurance Mediation (6 Apr 2016 to 4 Dec 2017)
    • CF4 Partner (6 Apr 2016 to 4 Dec 2017)
  • John Arthur Beverley Walls

    IRN JAW00028

    • CF30 Customer (1 Nov 2007 to 31 Jan 2016)
    • Responsible for Insurance Mediation (29 Oct 2007 to 6 Apr 2016)
    • CF4 Partner (29 Oct 2007 to 6 Apr 2016)
    • CF3 Chief Executive (29 Oct 2007 to 18 Jun 2012)
    • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (29 Oct 2007 to 6 Apr 2016)
    • CF10 Compliance Oversight (29 Oct 2007 to 6 Apr 2016)
  • Johnathan Richard Dangerfield

    IRN JRD00002

    • CF30 Customer (13 May 2011 to 31 Dec 2012)
  • Jonathan Francis Ellery Warneken

    IRN JFW01045

    • CF3 Chief Executive (29 Oct 2007 to 24 Jun 2011)
    • CF30 Customer (29 Oct 2007 to 24 Jun 2011)
    • CF8 Apportionment and Oversight (29 Oct 2007 to 31 Mar 2009)
  • Philip James Lepp

    IRN PJL01218

    • SMF1 Chief Executive (since 3 Apr 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Dec 2017 to 30 Sep 2018)
    • CF4 Partner (1 Dec 2017 to 8 Dec 2019)
  • Tristan James Scrivens

    IRN TJS01163

    • CF30 Customer (11 Feb 2013 to 30 Jun 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.