Jonathan Francis Ellery Warneken

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Client dealing (30 Oct 2023 to 25 Jul 2025)
    • [FCA CF] Functions requiring qualifications (30 Oct 2023 to 25 Jul 2025)
    • [FCA CF] Manager of certification employee (30 Oct 2023 to 25 Jul 2025)
    • CF30 Customer (18 Sep 2013 to 8 Oct 2019)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Material risk taker (29 Mar 2021 to 16 Jun 2023)
    • [FCA CF] Manager of certification employee (16 Nov 2020 to 16 Jun 2023)
    • [FCA CF] Client dealing (16 Nov 2020 to 16 Jun 2023)
    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 16 Jun 2023)
    • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
  • Sydney Charles UK LLP (no longer approved here)

    FRN 471046

    • CF3 Chief Executive (29 Oct 2007 to 24 Jun 2011)
    • CF30 Customer (29 Oct 2007 to 24 Jun 2011)
    • CF8 Apportionment and Oversight (29 Oct 2007 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.