Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 2 Feb 2026)
    • CF30 Customer (since 7 Jan 2026)
    • (12)Employed By (since 7 Jan 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 20 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2023)
    • CF30 Customer (since 13 Sep 2023)
    • CF1 Director (AR) (since 13 Sep 2023)
    • (1)Employed By (since 13 Sep 2023)
  • Sydney Charles UK LLP (no longer approved here)

    FRN 471046

    • CF30 Customer (11 Feb 2013 to 30 Jun 2015)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (16 Sep 2011 to 31 Dec 2012)
    • CF1 Director (AR) (16 Sep 2011 to 5 Mar 2013)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (6 Apr 2011 to 21 Oct 2011)
    • CF1 Director (AR) (3 Aug 2010 to 21 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.