David Edward Giles

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited

    FRN 191609

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (22 Sep 2011 to 8 Dec 2019)
  • Sydney Charles UK LLP (no longer approved here)

    FRN 471046

    • CF30 Customer (19 Mar 2009 to 24 Jun 2011)
  • Lanner Capital Limited (no longer approved here)

    FRN 467847

    • CF30 Customer (14 Nov 2008 to 3 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.