Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sydney Charles UK LLP (no longer approved here)

    FRN 471046

    • CF30 Customer (1 Nov 2007 to 31 Jan 2016)
    • CF11 Money Laundering Reporting (29 Oct 2007 to 6 Apr 2016)
    • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (29 Oct 2007 to 6 Apr 2016)
    • CF4 Partner (29 Oct 2007 to 6 Apr 2016)
    • Responsible for Insurance Mediation (29 Oct 2007 to 6 Apr 2016)
    • CF3 Chief Executive (29 Oct 2007 to 18 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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