S&W Partners Corporate Finance Limited

Date authorised
1 April 2013
Companies House
04533970
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://swgroup.com

  • Complaints Contact

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442046175710

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy Tristan Boadle

    IRN JTB01027

    • CF28 Systems and controls (1 Jan 2010 to 24 Aug 2016)
    • CF1 Director (15 Nov 2002 to 31 Oct 2016)
  • Joanne Louise Royden-Turner

    IRN JLD01066

    • CF30 Customer (1 Nov 2007 to 23 Oct 2009)
    • CF23 Corporate Finance Adviser (2 Sep 2005 to 31 Oct 2007)
  • Jocelyn Hew Dalrymple

    IRN JHD01095

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Oct 2023)
    • CF1 Director (30 Jul 2012 to 30 May 2018)
  • John Anthony Herring

    IRN JAH01181

    • CF23 Corporate Finance Adviser (15 Nov 2002 to 15 Aug 2003)
    • CF1 Director (15 Nov 2002 to 15 Aug 2003)
  • John Bradley Bunch

    IRN JXB00087

    • [FCA CF] Manager of certification employee (27 Jul 2022 to 9 Nov 2023)
    • [FCA CF] Significant management (16 Oct 2020 to 9 Nov 2023)
    • [FCA CF] Material risk taker (16 Oct 2020 to 9 Nov 2023)
  • John Christopher Appleton

    IRN JCA01030

    • CF30 Customer (1 Nov 2007 to 28 May 2019)
    • CF1 Director (15 Nov 2002 to 13 Oct 2010)
    • CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
    • CF15 Internal Audit (14 Nov 2002 to 1 Jan 2005)
  • John Davies

    IRN JFD01054

    • [FCA CF] Manager of certification employee (21 Jun 2024 to 8 Dec 2024)
  • John Erskine

    IRN JXE01090

    • [FCA CF] Manager of certification employee (11 Aug 2023 to 24 Oct 2024)
    • [FCA CF] Material risk taker (1 Jan 2021 to 1 Oct 2024)
    • [FCA CF] Significant management (1 Jan 2021 to 10 Jan 2024)
  • John Henry Harley

    IRN JXH01541

    • CF2 Non Executive Director (24 May 2016 to 19 Sep 2018)
  • John Randall Lorn Cowie

    IRN JRC01120

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF1 Director (15 Nov 2002 to 31 Aug 2006)
    • CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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