Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • SMF27 Partner (24 Oct 2022 to 31 Aug 2023)
    • SMF18 Other Overall Responsibility (30 Dec 2020 to 24 Oct 2022)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • [FCA CF] Manager of certification employee (27 Jul 2022 to 9 Nov 2023)
    • [FCA CF] Significant management (16 Oct 2020 to 9 Nov 2023)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Manager of certification employee (27 Jul 2022 to 9 Nov 2023)
    • [FCA CF] Material risk taker (16 Oct 2020 to 9 Nov 2023)
    • [FCA CF] Significant management (16 Oct 2020 to 9 Nov 2023)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • SMF18 Other Overall Responsibility (28 Apr 2022 to 31 Aug 2023)
    • [FCA CF] Significant management (16 Oct 2020 to 28 Apr 2022)
    • [FCA CF] Material risk taker (16 Oct 2020 to 28 Apr 2022)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • Responsible for Insurance Distribution (20 Jan 2022 to 31 Aug 2023)
    • SMF18 Other Overall Responsibility (30 Dec 2020 to 31 Aug 2023)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • Responsible for Insurance Distribution (20 Jan 2022 to 31 Aug 2023)
    • SMF18 Other Overall Responsibility (30 Dec 2020 to 31 Aug 2023)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • Responsible for Insurance Distribution (20 Jan 2022 to 31 Aug 2023)
    • SMF18 Other Overall Responsibility (30 Dec 2020 to 31 Aug 2023)
  • HFS Milbourne Financial Services Limited (no longer approved here)

    FRN 125051

    • Responsible for Insurance Distribution (13 Jan 2022 to 31 Aug 2023)
    • SMF18 Other Overall Responsibility (13 Oct 2021 to 31 Aug 2023)
    • [FCA CF] Significant management (26 May 2021 to 26 Oct 2022)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • SMF18 Other Overall Responsibility (30 Dec 2020 to 31 Aug 2023)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • SMF18 Other Overall Responsibility (30 Dec 2020 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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