John Christopher Appleton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

S&W Partners Corporate Finance Limited (no longer approved here)
FRN 216729
- CF30 Customer (1 Nov 2007 to 28 May 2019)
- CF1 Director (15 Nov 2002 to 13 Oct 2010)
- CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
- CF15 Internal Audit (14 Nov 2002 to 1 Jan 2005)
TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)
FRN 122401
- CF15 Internal Audit (1 Dec 2001 to 1 Jan 2005)
Evelyn Partners Investment Services Limited (no longer approved here)
FRN 131816
- CF15 Internal Audit (1 Dec 2001 to 1 Jan 2005)
HOWDEN FS LIMITED (no longer approved here)
FRN 180563
- CF15 Internal Audit (1 Dec 2001 to 1 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.