John Erskine

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Discretionary Investment Management Limited

    FRN 147103

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (21 Aug 2023 to 24 Oct 2024)
    • [FCA CF] Significant management (21 Aug 2023 to 10 Jan 2024)
    • SMF18 Other Overall Responsibility (30 Dec 2020 to 21 Aug 2023)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Significant management (21 Aug 2023 to 10 Jan 2024)
    • [FCA CF] Manager of certification employee (21 Aug 2023 to 24 Oct 2024)
    • SMF18 Other Overall Responsibility (30 Dec 2020 to 21 Aug 2023)
  • Evelyn Partners Investment Management LLP

    FRN 580531

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (21 Aug 2023 to 10 Jan 2024)
    • [FCA CF] Manager of certification employee (10 Mar 2023 to 14 Oct 2025)
    • SMF27 Partner (9 Dec 2019 to 21 Aug 2023)
    • CF4 Partner (19 Nov 2019 to 8 Dec 2019)
    • CF29 Significant management (13 Dec 2018 to 19 Nov 2019)
    • CF30 Customer (7 May 2013 to 8 Dec 2019)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Significant management (21 Aug 2023 to 10 Jan 2024)
    • [FCA CF] Manager of certification employee (21 Aug 2023 to 24 Oct 2024)
    • SMF18 Other Overall Responsibility (30 Dec 2020 to 21 Aug 2023)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • [FCA CF] Manager of certification employee (21 Aug 2023 to 24 Oct 2024)
    • [FCA CF] Significant management (21 Aug 2023 to 10 Jan 2024)
    • SMF18 Other Overall Responsibility (25 Nov 2018 to 21 Aug 2023)
    • CF1 Director (31 May 2014 to 8 Dec 2015)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF27 Investment Management (11 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Oct 2007 to 31 Oct 2007)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Manager of certification employee (21 Aug 2023 to 24 Oct 2024)
    • [FCA CF] Significant management (21 Aug 2023 to 10 Jan 2024)
    • SMF18 Other Overall Responsibility (30 Dec 2020 to 21 Aug 2023)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Manager of certification employee (21 Aug 2023 to 24 Oct 2024)
    • [FCA CF] Significant management (21 Aug 2023 to 10 Jan 2024)
    • SMF18 Other Overall Responsibility (30 Dec 2020 to 21 Aug 2023)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Manager of certification employee (11 Aug 2023 to 24 Oct 2024)
    • [FCA CF] Significant management (1 Jan 2021 to 10 Jan 2024)
    • [FCA CF] Material risk taker (1 Jan 2021 to 1 Oct 2024)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Manager of certification employee (10 Mar 2023 to 24 Oct 2024)
    • [FCA CF] Material risk taker (1 Jan 2021 to 30 Sep 2022)
    • [FCA CF] Significant management (1 Jan 2021 to 30 Sep 2022)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Dec 2020)
    • CF29 Significant management (13 Dec 2018 to 8 Dec 2019)
  • HFS Milbourne Financial Services Limited (no longer approved here)

    FRN 125051

    • SMF18 Other Overall Responsibility (30 Sep 2022 to 21 Aug 2023)
    • [FCA CF] Significant management (26 Jul 2022 to 30 Sep 2022)
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