S&W Partners Corporate Finance Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://swgroup.com

• Complaints Contact

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442046175710

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• John Rugman

  IRN JXR00283

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
• John Simon Thrale Morris

  IRN JSM01135

  • CF1 Director (15 Nov 2002 to 30 Apr 2003)
  • CF23 Corporate Finance Adviser (15 Nov 2002 to 30 Apr 2003)
• John Ward

  IRN JXW01433

  • CF23 Corporate Finance Adviser (15 Nov 2002 to 17 Nov 2002)
• Jonathan Dark

  IRN JXD02448

  • [FCA CF] Significant management (16 Sep 2020 to 8 Dec 2024)
• Jonathan Scott

  IRN JXS04343

  • [FCA CF] Manager of certification employee (since 9 Dec 2025)
• Katarina Alderson

  IRN KXA33577

  • [FCA CF] Manager of certification employee (14 Jul 2022 to 8 Dec 2024)
  • [FCA CF] Significant management (14 Mar 2022 to 8 Dec 2024)
• Kathryn Jennifer Birkin

  IRN KJB01110

  • CF30 Customer (30 Sep 2015 to 11 Dec 2018)
• Keith Jones

  IRN KXJ01057

  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 1 Dec 2024)
  • SMF14 Senior Independent Director (9 Dec 2019 to 1 Sep 2020)
  • CF2 Non Executive Director (10 Nov 2015 to 8 Dec 2019)
• Kevin Stopps

  IRN KPS01021

  • Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 17 Feb 2021)
  • SMF3 Executive Director (9 Dec 2019 to 11 May 2021)
  • CF3 Chief Executive (5 Sep 2013 to 8 Dec 2019)
  • CF1 Director (19 Sep 2006 to 8 Dec 2019)
• Kirsty Puplett

  IRN KXP00323

  • [FCA CF] Significant management (2 Feb 2023 to 31 Mar 2025)

No changes recorded yet.