S&W Partners Corporate Finance Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://swgroup.com

• Complaints Contact

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442046175710

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Kjersti Wiklund

  IRN KXW00311

  • Director of firm who is not a certification employee or a SMF manager (9 Sep 2022 to 31 Jul 2024)
• Lachlan Dorrity

  IRN LXD00464

  • [FCA CF] Client dealing (since 9 Dec 2025)
• Lucy Constance Tarleton

  IRN LCT01020

  • CF30 Customer (12 Apr 2010 to 24 Dec 2010)
• Margaret Siobhan Sergeant

  IRN MSS01057

  • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
  • CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
• Marieke Kernet

  IRN MXK00243

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 May 2022 to 6 Mar 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 10 May 2022)
• Mark Christopher Melville

  IRN MCM01119

  • [FCA CF] Client dealing (19 Jul 2022 to 31 Mar 2025)
  • [FCA CF] Functions requiring qualifications (19 Jul 2022 to 31 Mar 2025)
• Mark Edmund Brockway

  IRN MXB01698

  • [FCA CF] Manager of certification employee (since 9 Dec 2025)
  • [FCA CF] Client dealing (since 9 Dec 2025)
• Mark John Haworth

  IRN MJH01524

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
• Mark John Prior

  IRN MJP01425

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Dec 2020)
  • CF29 Significant management (3 Oct 2019 to 8 Dec 2019)
• Mark Peter Jewers

  IRN MXJ01167

  • CF15 Internal Audit (15 Nov 2002 to 14 Jan 2005)

No changes recorded yet.