S&W Partners Corporate Finance Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://swgroup.com

• Complaints Contact

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442046175710

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mark Thomas Lord

  IRN MTL01026

  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
• Martin John Rose

  IRN MJR01161

  • CF11 Money Laundering Reporting (15 Nov 2002 to 15 Jun 2015)
  • CF10 Compliance Oversight (15 Nov 2002 to 15 Jun 2015)
  • CF1 Director (15 Nov 2002 to 31 Aug 2006)
• Martin Rankin

  IRN MXR00330

  • [FCA CF] Significant management (12 Apr 2021 to 23 Aug 2022)
• Martyn Stuart Fraser

  IRN MSF01048

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Feb 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
• Matthew Edward Pearson

  IRN MEP01062

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
• Mayank Prakash

  IRN MXP00295

  • SMF24 Chief Operations (4 Mar 2022 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (1 Apr 2021 to 26 Oct 2022)
• Meghan Woodwards

  IRN MXW00572

  • [FCA CF] Significant management (7 Jun 2022 to 8 Dec 2024)
• Melanie Jayne Barnett

  IRN MXB01130

  • SMF16 Compliance Oversight (since 6 Mar 2025)
• Michael Christopher Manisty

  IRN MCM01048

  • CF1 Director (15 Nov 2002 to 5 Dec 2002)
• Michael David Lea

  IRN MDL01087

  • CF1 Director (13 Oct 2006 to 1 May 2014)

No changes recorded yet.