S&W Partners Corporate Finance Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://swgroup.com

• Complaints Contact

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442046175710

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Michael John Ginnelly

  IRN MJG01398

  • [FCA CF] Significant management (19 Jan 2022 to 14 Mar 2022)
• Michael Patrick Paul Fosberry

  IRN MPF01017

  • CF1 Director (15 Nov 2002 to 10 Jun 2011)
• Nathan Rodger

  IRN NXR21850

  • [FCA CF] Manager of certification employee (5 Sep 2023 to 8 Dec 2024)
  • [FCA CF] Significant management (1 Sep 2020 to 8 Dec 2024)
• Neil Clarke Davies

  IRN NCD01014

  • CF23 Corporate Finance Adviser (18 Mar 2003 to 6 Aug 2003)
• Neil Simmonds

  IRN NXS00199

  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Nov 2025)
• Nevio Duci

  IRN NXD01297

  • [FCA CF] Material risk taker (17 Jul 2024 to 31 Mar 2025)
  • Director of firm who is not a certification employee or a SMF manager (17 Jul 2024 to 31 Mar 2025)
• Nicholas Allcock

  IRN NXA00098

  • [FCA CF] Significant management (3 Aug 2022 to 8 Dec 2024)
• Nicholas Andrew James Martin

  IRN NAM01109

  • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
  • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
• Nicholas Copperwaite

  IRN NXC00256

  • [FCA CF] Material risk taker (1 Oct 2024 to 8 Dec 2024)
  • [FCA CF] Significant management (21 Jul 2022 to 8 Dec 2024)
• Nicholas James Reeve

  IRN NJR01073

  • CF30 Customer (1 Nov 2007 to 1 Nov 2014)
  • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)

No changes recorded yet.