Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 16 Oct 2025)
    • SMF16 Compliance Oversight (since 28 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Apr 2025)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
    • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.