S&W Partners Corporate Finance Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://swgroup.com

• Complaints Contact

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442046175710

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nicholas John Elliot Sealy

  IRN NJS01121

  • CF2 Non Executive Director (15 Nov 2002 to 25 Mar 2003)
• Nicholas Murphy

  IRN NWM01017

  • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
• Nicola Claire Mitford-Slade

  IRN NCM01026

  • [FCA CF] Manager of certification employee (13 Jul 2022 to 12 Sep 2022)
  • [FCA CF] Significant management (13 Jul 2022 to 12 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2022)
  • CF28 Systems and controls (21 Jun 2018 to 28 Jan 2019)
  • CF10 Compliance Oversight (22 Jun 2015 to 28 Jan 2019)
  • CF11 Money Laundering Reporting (22 Jun 2015 to 8 Dec 2019)
• Nicola Horton

  IRN NAH01050

  • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
  • CF1 Director (9 May 2003 to 31 Aug 2006)
  • CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
• Nicola Webber

  IRN NXL01162

  • CF30 Customer (1 Nov 2007 to 6 Mar 2009)
  • CF23 Corporate Finance Adviser (4 Sep 2007 to 31 Oct 2007)
• Olga Thorn

  IRN OXT00075

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Mar 2025)
• Oliver Martin Cummings

  IRN OMC01008

  • CF30 Customer (25 Jan 2012 to 27 Jun 2014)
• Paul Gerard Wyse

  IRN PGW01109

  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
  • CF1 Director (23 Sep 2008 to 30 May 2018)
• Paul Robert Geddes

  IRN PRG01067

  • SMF3 Executive Director (6 Oct 2023 to 3 Apr 2025)
  • SMF1 Chief Executive (6 Oct 2023 to 6 Mar 2025)
  • [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
  • [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
• Paul Stagg

  IRN PXS00985

  • [FCA CF] Client dealing (since 9 Dec 2025)

No changes recorded yet.