Nicola Horton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Moore Kingston Smith Corporate Finance Limited

    FRN 198042

    • [FCA CF] Client dealing (since 24 Mar 2021)
    • [FCA CF] Manager of certification employee (since 24 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2021)
    • CF1 Director (2 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
    • CF1 Director (9 May 2003 to 31 Aug 2006)
    • CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.