Moore Kingston Smith Corporate Finance Limited

Date authorised
1 April 2013
Companies House
01516845
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Appold Street
    London
    Hackney
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4402075663588
    Web
    https://mooreks.co.uk

  • Complaints Contact

    9 Appold Street
    London
    Hackney
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4402075663588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amanda Merron

    IRN AXM04013

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2021)
    • CF30 Customer (23 Jun 2015 to 8 Dec 2019)
    • CF1 Director (23 Jun 2015 to 8 Dec 2019)
  • Andrew James Rogers

    IRN AJR01238

    • CF23 Corporate Finance Adviser (24 Nov 2003 to 5 Nov 2004)
  • Andrew Lawrence Williamson

    IRN ALW01068

    • SMF3 Executive Director (since 27 Dec 2024)
  • Andrew Rodney Metcalfe Wall

    IRN ARW01119

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Apr 2002)
    • CF1 Director (1 Dec 2001 to 30 Apr 2002)
  • Christopher James Conway

    IRN CJC01298

    • CF1 Director (18 Jul 2014 to 2 Dec 2015)
    • CF30 Customer (18 Jul 2014 to 2 Dec 2015)
  • Christopher John Lane

    IRN CJL01078

    • CF23 Corporate Finance Adviser (28 Jan 2002 to 17 Dec 2003)
  • Damian Paul Xavier Ryan

    IRN DPR01099

    • SMF3 Executive Director (11 Aug 2021 to 31 Dec 2022)
  • Daniel Leaman

    IRN DML01092

    • SMF3 Executive Director (since 7 Jul 2021)
    • [FCA CF] Client dealing (since 23 Mar 2021)
    • [FCA CF] Manager of certification employee (since 23 Mar 2021)
    • CF1 Director (17 Feb 2009 to 6 Sep 2011)
    • CF30 Customer (1 Nov 2007 to 6 Sep 2011)
    • CF23 Corporate Finance Adviser (5 Jan 2006 to 31 Oct 2007)
  • Darren Paul Murphy

    IRN DPM01131

    • CF1 Director (15 Mar 2011 to 14 Aug 2012)
    • CF30 Customer (1 Nov 2007 to 14 Aug 2012)
    • CF23 Corporate Finance Adviser (2 Jan 2007 to 31 Oct 2007)
  • George Stephen Hatswell

    IRN GXH00493

    • SMF3 Executive Director (since 6 Oct 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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