Moore Kingston Smith Corporate Finance Limited

• Principal Place of Business

  9 Appold Street

  London

  Hackney

  EC2A 2AP

  UNITED KINGDOM

  Phone

  +4402075663588

  Web

  https://mooreks.co.uk

• Complaints Contact

  9 Appold Street

  London

  Hackney

  EC2A 2AP

  UNITED KINGDOM

  Phone

  +4402075663588

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Guy Taylor

  IRN GXT00280

  • SMF3 Executive Director (since 18 Oct 2024)
• Ian Charles Reeve

  IRN ICR01007

  • CF10 Compliance Oversight (1 Nov 2003 to 23 Feb 2006)
• James Moggeridge

  IRN JXM03836

  • CF30 Customer (14 Nov 2016 to 20 Feb 2018)
  • CF1 Director (14 Nov 2016 to 20 Feb 2018)
• John Randall Lorn Cowie

  IRN JRC01120

  • [FCA CF] Client dealing (since 22 Mar 2021)
  • [FCA CF] Manager of certification employee (since 22 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (14 Jan 2016 to 8 Dec 2019)
  • CF1 Director (14 Jan 2016 to 8 Dec 2019)
• John Taylor

  IRN JXT01255

  • CF13 Finance (1 Dec 2001 to 8 Mar 2005)
• Jonathan Richard Garbett

  IRN JRG01092

  • CF30 Customer (28 Apr 2015 to 15 Sep 2017)
  • CF1 Director (28 Apr 2015 to 15 Sep 2017)
• Julian Robert Powell

  IRN JRP01158

  • CF30 Customer (1 Nov 2007 to 24 Jun 2011)
  • CF23 Corporate Finance Adviser (2 Jan 2007 to 31 Oct 2007)
• Katharine Claire Stone

  IRN KXS00426

  • SMF3 Executive Director (17 May 2022 to 10 Mar 2025)
• Katherine Stone

  IRN KCS01037

  • [FCA CF] Client dealing (since 24 Mar 2021)
  • [FCA CF] Manager of certification employee (since 24 Mar 2021)
• Marc Fecher

  IRN MDF01038

  • SMF9 Chair of the Governing Body (since 16 Dec 2024)
  • [FCA CF] Manager of certification employee (since 25 Mar 2021)
  • [FCA CF] Client dealing (since 25 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (8 Jul 2021 to 16 Dec 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Mar 2006 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)

• Devonshire Corporate Finance Limited (no longer appointed)

  FRN 647640 · Appointed 25 Sep 2014 · Until 19 Oct 2021

No changes recorded yet.