Moore Kingston Smith Corporate Finance Limited

Date authorised
1 April 2013
Companies House
01516845
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Appold Street
    London
    Hackney
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4402075663588
    Web
    https://mooreks.co.uk

  • Complaints Contact

    9 Appold Street
    London
    Hackney
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4402075663588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Andrew Muirhead

    IRN MAM01140

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (22 Feb 2002 to 31 Oct 2007)
  • Martin Arthur Burchmore

    IRN MAB01136

    • CF1 Director (1 Dec 2001 to 14 May 2015)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 May 2015)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Oct 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2003)
  • Matthew McRae

    IRN MXM01251

    • SMF3 Executive Director (since 15 Jan 2024)
  • Matthew Meadows

    IRN MJM01365

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • [FCA CF] Manager of certification employee (since 30 Mar 2021)
    • SMF9 Chair of the Governing Body (29 Apr 2024 to 20 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 20 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2024)
    • CF11 Money Laundering Reporting (15 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (2 Jun 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (4 Jan 2005 to 31 Oct 2007)
  • Maureen Penfold

    IRN MXP02721

    • SMF9 Chair of the Governing Body (17 Jun 2021 to 20 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 20 Mar 2024)
    • CF30 Customer (26 May 2016 to 8 Dec 2019)
    • CF1 Director (26 May 2016 to 8 Dec 2019)
  • Michael David Orton

    IRN MXO00237

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Apr 2024)
    • SMF3 Executive Director (since 11 Aug 2023)
  • Michael John Snyder

    IRN MJS01229

    • CF30 Customer (1 Nov 2007 to 14 May 2015)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 14 May 2015)
  • Nicholas Thompson

    IRN NJT01125

    • SMF1 Chief Executive (since 2 Jan 2025)
    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (14 Nov 2016 to 8 Dec 2019)
    • CF1 Director (14 Nov 2016 to 8 Dec 2019)
  • Nicola Horton

    IRN NAH01050

    • [FCA CF] Manager of certification employee (since 24 Mar 2021)
    • [FCA CF] Client dealing (since 24 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2021)
    • CF1 Director (2 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
  • Paul Richard Winterflood

    IRN PRW01147

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (9 Apr 2018 to 8 Dec 2019)
    • CF1 Director (9 Apr 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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